Definitive chemoradiation for resectable carcinoma of the cervical esophagus: do we need more evidence?

Definitive chemoradiation for resectable carcinoma of the cervical esophagus: do we need more evidence?

Antoine Adenis1,2,3,4, Guillaume Piessen3,5, David Azria2,6

1Department of Medical Oncology, Montpellier Cancer Institute (ICM), Montpellier, France; 2INSERM, Montpellier Cancer Institute (ICM), Montpellier Cancer Research Institute (IRCM), University of Montpellier, Montpellier, France; 3FREGAT Network, Lille, France; 4Lille Catholic University, Lille, France; 5Department of Digestive and Oncological Surgery, Claude Huriez University Hospital, University of Lille, Lille, France; 6Department of Radiation Therapy, Montpellier Cancer Institute (ICM), Montpellier, France

Correspondence to: Antoine Adenis. Department of Medical Oncology, Montpellier Cancer Institute (ICM), Montpellier, France. Email:

Provenance: This is an invited Editorial commissioned by the Section Editor Hongcheng Zhu, MD, PhD. (Department of Radiation Oncology, the First Affiliated Hospital, Nanjing Medical University, Nanjing, China).

Comment on: Zenda S, Kojima T, Kato K, et al. Multicenter Phase 2 Study of Cisplatin and 5-Fluorouracil With Concurrent Radiation Therapy as an Organ Preservation Approach in Patients With Squamous Cell Carcinoma of the Cervical Esophagus. Int J Radiat Oncol Biol Phys 2016;96:976-84.

Submitted Oct 19, 2017. Accepted for publication Oct 26, 2017.

doi: 10.21037/atm.2017.10.27

Esophageal cancer (EC) is the 8th most common cancer worldwide, with striking differences in incidence in different regions of the world. Incidence rates range from 1 per 100,000 in Western Africa to 20 per 100,000 in Eastern Asia, with intermediate rates reported in Europe (about 10 per 100,000) (1). EC is also a devastating malignancy, which ranks 6th on the list of cancer-mortality causes (1). Surgery is the mainstay of treatment for patients with localized or locally advanced EC (2), although some patients may be cured with chemoradiation (CRT) only [definitive CRT (dCRT)] (3,4). Over the past 2 decades, the management of resectable EC has dramatically changed with the advent of neoadjuvant chemotherapy (CT) and neoadjuvant CRT (NCRT). NCRT provides a 23% reduction of the risk of death, as reported in a meta-analysis by Sjoquist et al. (5). The benefit of NCRT over surgery alone has been also strengthened by the results of the so-called CROSS trial, which demonstrated a dramatic 35% reduction in the risk of death with the use of NCRT (6). Of note, dCRT appears to be at least equivalent to surgery in terms of survival in patients with squamous cell carcinoma EC who are fit for surgery and are responsive to induction CRT, as reported in a recent Cochrane review (7). For patients who do not undergo surgery for some reason (patients not suitable for surgery due to the local extent of disease or as a result of comorbidities), dCRT has represented a standard of care (8,9) since the pioneering RTOG 85-01 trial was reported in 1992 (10). A significant survival benefit was reported favoring dCRT over radiation therapy (RT) only for patients with localized EC. Together with concurrent RT (50 Gy, 25 fractions), patients received 2 cycles of fluorouracil and cisplatin, which were given at 4-week intervals. Two additional cycles are given 3 weeks apart after the end of dCRT. Briefly, this regimen provides an actual 26% 5-year survival rate versus 0% with RT only (11). Up to now, RT dose escalation (11), paclitaxel-based regimens with induction CT preceding CRT (12), addition of cetuximab to standard dCRT (13,14), and the substitution of cisplatin by oxaliplatin (4) have not produced a significant survival benefit over the RTOG 85-01 regimen.

Cervical EC (CEC) is rare and accounted for about 4% of patients with EC in a nationwide survey conducted in Japan (15), as well as in a recently reported randomized trial conducted in Europe (4). The cervical esophagus is the most proximal part of the esophagus, extending from the pharyngoesophageal junction to the suprasternal notch. Most, if not all, CEC are squamous cell cancers. Conversely to what is recommended for EC in general, European and American guidelines recommend dCRT as the preferred primary treatment option for CEC (8,9). Japanese recommendations are more balanced between dCRT and radical surgery. They acknowledge that the role of surgery must be discussed after due consideration given the balance between the curative intent of the surgical procedure and the postoperative quality of life in patients in whom vocal function will be irrevocably compromised in case of concurrent laryngectomy (15). Of note, all these guidelines are low-evidence recommendations based on retrospective series.

Zenda et al. (16) recently reported the results of a Japanese, multicenter, phase 2 trial of dCRT in patients with operable CEC. The CT consisted of intravenous fluorouracil 700 mg/m2 on days 1–4 and intravenous cisplatin 70 mg/m2 on day 1, which was repeated every 4 weeks for 2 cycles. RT consisted of 60 Gy given in 30 fractions. After completing CRT, patients received 2 additional cycles of CT with fluorouracil (800 mg/m2, days 1–5) and cisplatin (80 mg/m2, day 1), which were repeated at 4-week intervals. The primary endpoint was 3-year overall survival. All but 1 of 30 patients included in the trial completed RT, 28/30 patients received the full dose of CT during RT, 23/30 patients received at least 1 course of additional CT, and 19/30 patients received 2 courses of additional CT per protocol. Toxicities reported were mild during both the CRT or CT phases, with 4% to 13% severe mucositis, 7% to 30% severe neutropenia, 13% dysphagia, and no reported acute radiation-induced esophagitis. A complete response was documented in 22/30 patients (73%), and nine patients (including six patients with residual disease after CRT) underwent salvage surgery after CRT. The 3-year local failure-free survival rate was 43.3%, and 3-year overall and laryngectomy-free survival were 66.5% and 52.5%, respectively.

Prospective studies are so rare in this setting of CEC that Zenda et al. (16) should be commended for conducting this prospective, multicenter, phase 2 trial. What makes this study very special is that the authors selected CEC patients who were candidates for radical surgery (i.e., total pharyngo-laryngo-esophagectomy). Although there is weak evidence that dCRT is at least equivalent to surgery in terms of survival in patients with squamous cell-type EC (7), all international guidelines recommend surgery-based therapy for patients fit for surgery and who present with locally-advanced EC (8,9,15). However, it has always been unclear whether or not these recommendations also apply to CEC. With this recent report from Zenda et al. (16), do we need more evidence in order to accept dCRT as the main therapeutic option for operable patients with CEC?

Although it is hazardous to make indirect comparisons among different studies, continents, periods of time, and tumor stages or nutritional status and, obviously, different treatment modalities, it is worth noting that a 3-year survival rate of 67% (95% confidence interval, 41–77%) is a pretty good outcome, especially because patients who presented with T1 disease who could have been treated with endoscopic resection or who were not candidates for laryngectomy were not included in that trial. Actually, survival results from Zenda’s trial (16) compare favorably to those from retrospective series with mature enough survival data (17-22). In these studies, 3-year survival rates ranged from 15% to 45%, and from 13% to 48% in CEC patients treated with dCRT (17-19) and radical surgery (20-22), respectively. Quality of live also matters. Providing larynx preservation in half of the patients (3-year laryngectomy-free survival: 52.5%) is a very important result. At this point, we do not know what makes this CRT regimen so efficient. It should not be related to the use and dosing of cisplatin and fluorouracil because these compounds have already been used for years, or with the use of high-dose radiation (60 Gy) because the latter issue is still under investigation (23) after initially negative experiences (11). Actually, we cannot rule out that these results are related to the patients who were included in the trial; i.e., patients with good performance status and fit for radical surgery, and definitively fit for dCRT. The tolerance of Zenda’s regimen (16) was good, with few severe adverse events. The doses of fluorouracil are usually lower in Japan (and Asia) than in the western world, and Zenda et al. (16) were keen enough to deliver a lower fluorouracil dose than that given in the RTOG 85-01 regimen in order to avoid the anticipated risk of severe mucositis/esophagitis related to concurrent RT. The late toxicity profile reported by Zenda et al. seemed good, too, with only four patients free from disease who needed endoscopic dilatations because of esophageal strictures (16).

Finally, the report from Zenda et al. (16) definitely supports dCRT as an alternative to radical surgery in patients with locally-advanced CEC. Whether this recommendation also applies to the rare subset of CEC patients who are eligible for surgery without laryngectomy is not elucidated here. The survival results of this trial, together with the rarity of CEC and the obvious organ preservation challenges, are reasons for not supporting a need for more evidence in this setting. Of note, a similar story could be told for squamous cell-type anal cancer. It is a rare malignancy that has been treated since the 1970s with dCRT as an organ preserving approach in the locally-advanced setting, without more evidence than phase 2 trial results in a few patients who could have been operated on with abdominoperineal resection, with obvious loss of their anal-sphincter function (24).




Conflicts of Interest: The authors have no conflicts of interest to declare.


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Cite this article as: Adenis A, Piessen G, Azria D. Definitive chemoradiation for resectable carcinoma of the cervical esophagus: do we need more evidence? Ann Transl Med 2017;5(24):503. doi: 10.21037/atm.2017.10.27