Treatment recommendations by clinicians in stage I non-small cell lung cancer: better work-up leads to less discussion

Treatment recommendations by clinicians in stage I non-small cell lung cancer: better work-up leads to less discussion

Jo Raskin, Annelies Janssens, Jan P. Van Meerbeeck

Department of Thoracic Oncology, Antwerp University Hospital, Edegem, Belgium

Correspondence to: Jo Raskin. Department of Thoracic Oncology, Antwerp University Hospital, Wilrijkstraat 10, 2650 Edegem, Belgium. Email:

Provenance: This is a Guest Editorial commissioned by Section Editor Cecilia Pompili, MD (Thoracic Surgeon, Clinical Research Fellow, Department of Thoracic Surgery, St. James’s University Hospital, Leeds, UK; ESTS Quality of Life and Patient Safety Working Group, UK).

Comment on: Hopmans W, Damman OC, Porsius JT, et al. Treatment recommendations by clinicians in stage I non-small cell lung cancer: A study of factors that influence the likelihood of accounting for the patient's preference. Patient Educ Couns 2016;99:1808-13.

Submitted Jul 28, 2017. Accepted for publication Aug 04, 2017.

doi: 10.21037/atm.2017.08.17

The current standard of care for stage I non-small cell lung cancer (NSCLC) [small tumours of <4–5 cm (depending on the previous or latest TNM classification)] without hilar or mediastinal nodal involvement) is surgical resection (preferably VATS lobectomy), as advocated by all professional guidelines (NCCN; ACCP grade 1B and ESMO grade 3A recommendation), if the patient is medically operable and willing to accept surgical risk (1-3).

For marginally operable patients, guidelines still favour a lesser resection (segmentectomy or wedge resection) over non-surgical intervention (ACCP grade 1B recommendation) (2). Surgical series have shown good preservation of pulmonary function after sublobar resection, if not improvement by lung volume reduction in emphysematous lungs (4).

For inoperable patients, the current established treatment is stereotactic ablative radiotherapy (SABR) (1-3). SABR is now challenging surgical resection in operable patients, based on equal 3-year recurrence-free survival and better overall survival, compared to surgery, in 1 RCT (5). These data lead thoracic oncologists—not surprisingly more radiation oncologists—to accept SABR and surgery as equivalent in the treatment of stage I NSCLC, as was the case in 54.8% of Hopmans’ clinicians (6,7).

In case of more than one treatment option, of comparable efficacy and perhaps lesser (albeit of another kind) toxicity, shared decision making, in which the clinician discusses all available options with the patient, to come to a choice supported by both, is advocated, with patient preference being decisive (7). But are perhaps some options more equal than other options (8)?

The only available retrospective data in operable patients originate from the combined results (58 patients!) of two RCTs that closed prematurely due to poor accrual (5). Apparently, clinicians and/or patients, given the choice, are not very keen on risking it with SABR? Retrospective data—with all their limitations—plead in favour of surgery (9) and for clearly operable patients, lobectomy remains the most cost effective option (10).

In addition, no long-term follow-up data are available. Three years are not a lot in a lifetime, and 90-day mortality may be a relevant parameter in surgery—in radiotherapy it is not, as toxicity comes late. Short-term quality of life studies have shown to favour SABR over surgery (5), but the lack of data on long-term effectiveness and toxicity form an important obstacle to its application in young and ‘healthy’ patients. In addition, surgery in these patients has the advantage of lymph node sampling, possibly identifying patients with a need for adjuvant chemotherapy. Some patients have no preoperative diagnosis; surgery could in these patients identify benign causes of pulmonary lesions and prevent years of unnecessary follow-up after SABR.

Hopmans asked thoracic oncologists to make a recommendation of surgery or SABR to fictitious patients and has shown that SABR is more likely to be recommended by thoracic oncologists in older patients (≥75 years), patients with poor performance score (WHO-PS 2), patients with ≥3 comorbidities, patients with COPD Gold II and patients who prefer SBRT (6). Except for the latter, are these patients perhaps considered lost for surgery anyway?

Fitness for surgery in Hopmans case vignettes—assuming technical resectability is not an issue in these patients—has not been objectified, but is to be derived from severity of a very heterogeneous disease called COPD (Gold II includes both FEV1s of 79% and 51%!), as in previous trials with SABR an FEV1 of <40–50% was used as a criterion for medical inoperability (11). The same is true, though, for diffusion capacity, not taken into account in the case vignettes, although perhaps even more relevant for both surgery and SABR. Perhaps functional capacity, better reflected by the BODE index (BMI, mMRC dyspnoea scale, 6-minute walk distance, in addition to FEV1) is a better parameter to determine severity of COPD compared to FEV1 alone (12).

Severe cardiovascular disease, diabetes with severe end-organ damage and severe pulmonary hypertension have been used as exclusion criteria for surgery in some trials (11); Hopmans does not specify comorbidities. According to an EORTC Elderly Task Force (Lung Cancer Group)—International Society for Geriatric Oncology collaboration chronological age only should not exclude surgical resection in medically operable patients (13).

A thorough preoperative work-up would include cardiopulmonary exercise testing, recommended in all patients with preoperative FEV1 or DLCO <80% (14) and evaluation of cardiac risk, which can be estimated through the validated recalibrated thoracic revised cardiac risk index (RCRI) (15).

Results and further treatment should be discussed in a multidisciplinary tumour board, including a pulmonologist with experience in thoracic oncology, thoracic surgeon and radiation oncologist (2,3). We may assume that a significant proportion of Hopmans’ patients would be deemed unfit for surgery anyway, thereby closing discussion. Not surprisingly, clinicians’ recommendations are influenced by their specialty, belief in the equivalence of surgery and SABR and uncertainty about their advice, but turn out to be only moderately affected by patients’ preferences at all (7).

How can they be? Are patients’ preferences perhaps not biased, unrealistic or unbalanced? In general, patients are unfamiliar with technique, adverse events and outcomes of thoracic surgery and SABR—let alone interpreting scientific literature; their choices may be heavily influenced by prior appendectomy or radiotherapy for head and neck cancer; fear of surgery and anaesthesia are well-known, radiotherapy is invisible, but is it effective, leaving the tumour in place? Patients more aggressively focusing on survival have been shown to prefer more ‘aggressive’ surgery (although not superior) in breast cancer (16) and are likely to prefer surgical resection over SABR in lung cancer, while those opting for SABR may rather focus on immediate quality of life.

The verdict is not in yet. Can patients weigh surgery against SABR, when even thoracic oncologists are in doubt?




Conflicts of Interest: The authors have no conflicts of interest to declare.


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Cite this article as: Raskin J, Janssens A, Van Meerbeeck JP. Treatment recommendations by clinicians in stage I non-small cell lung cancer: better work-up leads to less discussion. Ann Transl Med 2017;5(21):427. doi: 10.21037/atm.2017.08.17